Key facts
- This page summarizes Paul S. Madera's Form 4 filing for Sonendo, Inc. (SONX).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 02 Nov 2021, 17:22.
Paul S. Madera - 02 Nov 2021 Form 4 Insider Report for Sonendo, Inc. (SONX)
- Reporting relationship
- Director
- Issuer ticker
- SONX
- Reported as of
- 02 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2021, 17:22:22 UTC
- Prior SEC filing
- 28 Oct 2021
- Next SEC filing
- 14 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ Jacqueline Collins, Attorney-in-Fact for Paul S. Madera
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Paul S. Madera filed Form 4 for Sonendo, Inc. (SONX) on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 28 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +1,433,575
- Change %
- Price
- Shares after
- 1,433,575
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Partners IV L.P.
- Footnotes
- F1, F2
SONX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +35,402
- Change %
- Price
- Shares after
- 35,402
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Affiliates IV L.P.
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONX
transaction
Derivative
Series D Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -1,157,456
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Partners IV L.P.
- Underlying class
- Common Stock
- Underlying amount
- 1,157,456
- Exercise price
- Footnotes
- F1, F2
SONX
transaction
Derivative
Series E Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -276,119
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Partners IV L.P.
- Underlying class
- Common Stock
- Underlying amount
- 276,119
- Exercise price
- Footnotes
- F1, F2
SONX
transaction
Derivative
Series D Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -28,583
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Affiliates IV L.P.
- Underlying class
- Common Stock
- Underlying amount
- 28,583
- Exercise price
- Footnotes
- F1, F3
SONX
transaction
Derivative
Series E Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -6,819
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Nov 2021
- Ownership
- Held by Meritech Capital Affiliates IV L.P.
- Underlying class
- Common Stock
- Underlying amount
- 6,819
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
Footnote F2
Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of Meritech Capital Partners IV L.P. ("MCP IV"), has sole voting and dispositive power with respect to the shares held by MCP IV. Mr. Madera is a managing member of GP IV and shares voting and dispositive power with respect to the shares held by MCP IV. Mr. Madera disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in such shares. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Madera is the beneficial owner of any securities reported herein.
Footnote F3
GP IV, the general partner of Meritech Capital Affiliates IV L.P. ("MCA IV"), has sole voting and dispositive power with respect to the shares held by MCA IV. Mr. Madera is a managing member of GP IV and shares voting and dispositive power with respect to the shares held by MCA IV. Mr. Madera disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in such shares. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Madera is the beneficial owner of any securities reported herein.