Ronald E. Toupin Jr. - 13 Mar 2023 Form 4/A - Amendment Insider Report for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
14 Mar 2023, 18:57:20 UTC
Original report date
13 Mar 2023
Prior SEC filing
03 Feb 2023
Next SEC filing
10 Apr 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ronald E. Toupin Jr., by Mark E. Mathiasen Pursuant to a Power of Attorney

Key filing fact

Ronald E. Toupin Jr. filed Form 4/A - Amendment for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) on 14 Mar 2023.

Key facts

  • This page summarizes Ronald E. Toupin Jr.'s Form 4/A - Amendment filing for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Mar 2023, 18:57.

Change

  • Previous filing in this sequence was filed on 03 Feb 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GOF transaction

Common Stock

Other

Transaction value
$0
Shares
0
Change %
0%
Price
$0.000000*
Shares after
15,294
Date
13 Mar 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

A previous transaction was incorrectly reported under this Registrant on March 13, 2023 (Accession Number 0001415889-23-004718) on behalf of Mr. Toupin. This filing serves the sole purpose of voiding the previous filing. A Form 4 for the previous transaction was subsequently filed with the correct Registrant on March 13, 2023.

Footnote F2

Total amount of securities held by Mr. Toupin as reported on his most recently filed Form 4, dated October 12, 2022 (Accession No. 0001415889-22-010474).

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