Peter A. Lesser - 25 Jul 2023 Form 4 Insider Report for VOXX International Corp (VOXX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Sep 2023, 10:55:17 UTC
Prior SEC filing
01 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Peter A. Lesser

Key filing fact

Peter A. Lesser filed Form 4 for VOXX International Corp (VOXX) on 15 Sep 2023.

Key facts

  • This page summarizes Peter A. Lesser's Form 4 filing for VOXX International Corp (VOXX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Sep 2023, 10:55.

Change

  • Previous filing in this sequence was filed on 01 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VOXX transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+10,000
Change %
+50%
Price
$0.000000
Shares after
30,000
Date
25 Jul 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VOXX transaction Derivative

SERP Restricted Stock Units

Disposed to Issuer

Transaction value
$0
Shares
+10,000
Change %
Price
$0.000000*
Shares after
0
Date
25 Jul 2023
Ownership
Direct
Underlying class
Class A Common
Underlying amount
10,000
Exercise price
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter A. Lesser is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

This Form 4 reports the vesting and settlement of grants of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Omnibus Equity Incentive Plan (the "Plan"), which grant was previously reported on a Form 4 filed with the SEC on October 14, 2020. At the time of vesting and settlement, the Issuer, in its sole discretion, paid the RSUs in the form of Class A Common Stock.

Footnote F2

Each RSU represented a contingent right to receive, upon settlement, either (a) one share of Class A Common Stock or (b) a cash payment equal to the fair market value of one share of Class A Common Stock.

Footnote F3

Represents the aggregate number of RSUs which had vested and were settled in Class A Common Shares on July 25, 2023.

Footnote F4

The vested balance in the reporting person's SERP account is payable in cash, Class A Common Stock, or a combination of both following a Participant's termination of service.

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