Robert J. Stetson - 16 Nov 2021 Form 4 Insider Report for Good Times Restaurants Inc. (GTIM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
18 Nov 2021, 15:15:29 UTC
Next SEC filing
03 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Robert J. Stetson

Key filing fact

Robert J. Stetson filed Form 4 for Good Times Restaurants Inc. (GTIM) on 18 Nov 2021.

Key facts

  • This page summarizes Robert J. Stetson's Form 4 filing for Good Times Restaurants Inc. (GTIM).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 18 Nov 2021, 15:15.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GTIM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+914
Change %
+0.28%
Price
$0.000000
Shares after
328,954
Date
16 Nov 2021
Ownership
Direct
Footnotes
F1
GTIM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
222,340
Date
16 Nov 2021
Ownership
By SLKW Investments LLC
Footnotes
F2
GTIM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
24,000
Date
16 Nov 2021
Ownership
By Leanlien, LLC
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GTIM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-914
Change %
-100%
Price
$0.000000*
Shares after
0
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
914
Exercise price
$0.000000
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Footnote F2

The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Footnote F3

Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%

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