Key facts
- This page summarizes Jonathan J. Ledecky's Form 4 filing for Appgate, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Oct 2021, 16:19.
Jonathan J. Ledecky - 12 Oct 2021 Form 4 Insider Report for Appgate, Inc.
- Reporting relationship
- Director, Former President
- Issuer ticker
- N/A
- Reported as of
- 12 Oct 2021
- Net transaction value
- -$134,689,000,000
- SEC form
- 4
- Accepted by SEC
- 14 Oct 2021, 16:19:19 UTC
- Prior SEC filing
- 13 Aug 2021
- Next SEC filing
- 25 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- Jonathan J. Ledecky
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan J. Ledecky filed Form 4 for Appgate, Inc. on 14 Oct 2021.
Change
- Previous filing in this sequence was filed on 13 Aug 2021.
- Current net transaction value: -$134,689,000,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
APGT
transaction
Common Stock, par value $0.001 per share
Disposed to Issuer
- Transaction value
- Shares
- -218,427
- Change %
- -2.3%
- Price
- Shares after
- 9,291,013
- Date
- 12 Oct 2021
- Ownership
- By Ironbound Partners Fund
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
APGT
transaction
Derivative
Convertible Note
Disposed to Issuer
- Transaction value
- $134,689,000,000
- Shares
- -367,000
- Change %
- -100%
- Price
- $367000.00*
- Shares after
- 0
- Date
- 12 Oct 2021
- Ownership
- By Ironbound Partners Fund LLC
- Underlying class
- Common Stock
- Underlying amount
- 367,000
- Exercise price
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The reporting person contributed these shares to the Issuer for cancellation for no additional consideration in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Reorganization, dated as of February 8, 2021 ("Merger Agreement"), entered into among the Issuer, Newtown Merger Sub Corp. and Cyxtera Cybersecurity, Inc. d/b/a AppGate.
Footnote F2
Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein.
Footnote F3
Convertible notes in the aggregate principal amount of $367,000 were repaid and cancelled by mutual agreement of the reporting person and the Issuer upon consummation by the Issuer of the transactions contemplated by the Merger Agreement.
Footnote F4
The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note).