Key facts
- This page summarizes Roystone Capital Management LP's Form 3 filing for VAPOTHERM INC.
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Feb 2023, 12:34.
Roystone Capital Management LP - 08 Feb 2023 Form 3 Insider Report for VAPOTHERM INC
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 08 Feb 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 17 Feb 2023, 12:34:17 UTC
- Prior SEC filing
- 17 Feb 2023
- Next SEC filing
- 23 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- Roystone Capital Management LP By: Roystone Capital Holdings LLC, its general partner By: /s/ Laura Roche
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Roystone Capital Management LP filed Form 3 for VAPOTHERM INC on 17 Feb 2023.
Change
- Previous filing in this sequence was filed on 17 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VAPO
holding
Common Stock, $0.001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,380,952
- Date
- 08 Feb 2023
- Ownership
- See Footnote
- Footnotes
- F1
VAPO
holding
Common Stock, $0.001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 418,591
- Date
- 08 Feb 2023
- Ownership
- See Footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VAPO
holding
Derivative
Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 08 Feb 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock, $0.001 par value per share
- Underlying amount
- 2,380,952
- Exercise price
- $1.17
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported securities and warrants are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F2
The reported securities are owned directly by Roystone Capital Master Fund Ltd. (the "Master Fund") and may be deemed to be indirectly beneficially owned by (i) Roystone, the investment adviser to the Master Fund (ii) Holdings, the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F3
The reported warrants are each exercisable for one share of Common Stock, $0.001 par value per share. The foregoing description of the warrants does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Warrant, incorporated as Exhibit 4.2 to the Issuer's 8-K filed on February 8, 2023, which is incorporated by reference.