Gregoire Ramade - 02 Jan 2023 Form 4 Insider Report for VAPOTHERM INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2023, 16:49:06 UTC
Prior SEC filing
17 Nov 2022
Next SEC filing
03 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Adrain Bryant, as Attorney In Fact

Key filing fact

Gregoire Ramade filed Form 4 for VAPOTHERM INC on 04 Jan 2023.

Key facts

  • This page summarizes Gregoire Ramade's Form 4 filing for VAPOTHERM INC.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Jan 2023, 16:49.

Change

  • Previous filing in this sequence was filed on 17 Nov 2022.
  • Current net transaction value: +$14,364.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VAPO transaction

Common Stock

Award

Transaction value
$14,364
Shares
+5,320
Change %
+6.4%
Price
$2.70
Shares after
88,434
Date
02 Jan 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VAPO transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+54,675
Change %
Price
$0.000000
Shares after
54,675
Date
02 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
54,675
Exercise price
$2.70
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock unit award granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan (the "French Sub Plan") in lieu of an annual increase in the reporting person's 2023 base salary. The restricted stock unit award will vest in full on December 31, 2023, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting date.

Footnote F2

Includes 58,553 shares that will be issued over time upon vesting and settlement of restricted stock unit awards.

Footnote F3

This option was granted under the 2018 Equity Plan and the French Sub Plan and will vest as to 25% of the underlying shares on January 2, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting dates.

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