Key facts
- This page summarizes Daniel Asher's Form 4/A - Amendment filing for B. Riley Financial, Inc. (RILY).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 27 May 2022, 16:01.
Daniel Asher - 20 May 2022 Form 4/A - Amendment Insider Report for B. Riley Financial, Inc. (RILY)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- RILY
- Reported as of
- 20 May 2022
- Net transaction value
- -$6,266,500
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 27 May 2022, 16:01:43 UTC
- Original report date
- 24 May 2022
- Prior SEC filing
- 20 May 2022
- Next SEC filing
- 09 Jan 2026
- Source filing
- View source filing
- Reporting owner signature
- Daniel Asher
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Daniel Asher filed Form 4/A - Amendment for B. Riley Financial, Inc. (RILY) on 27 May 2022.
Change
- Previous filing in this sequence was filed on 20 May 2022.
- Current net transaction value: -$6,266,500.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RILY
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $55,000
- Shares
- -1,100
- Change %
- -0.08%
- Price
- $50.00
- Shares after
- 1,369,693
- Date
- 20 May 2022
- Ownership
- thru Sphinx Trading
- Footnotes
- F3
RILY
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $6,135,000
- Shares
- -122,700
- Change %
- -9%
- Price
- $50.00
- Shares after
- 1,246,993
- Date
- 20 May 2022
- Ownership
- thru Equitec Proprietary Markers, LLC
- Footnotes
- F1, F3
RILY
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $76,500
- Shares
- -1,700
- Change %
- -0.14%
- Price
- $45.00
- Shares after
- 1,245,293
- Date
- 20 May 2022
- Ownership
- thru Equitec Proprietary Markers, LLC
- Footnotes
- F1, F3
RILY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 730,800
- Date
- 20 May 2022
- Ownership
- Thru AFOB FIP RILY, LLC
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
Footnote F2
AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
Footnote F3
This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45
Footnote F4
This amendment also corrects the amount of securities beneficially owned (Item 5) through AFOB FIP RILY, LLC.