Key facts
- This page summarizes Ajay Shah's Form 4 filing for SMART Global Holdings, Inc. (PENG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 Jan 2022, 19:08.
Ajay Shah - 20 Jan 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)
- Reporting relationship
- Director
- Issuer ticker
- PENG
- Reported as of
- 20 Jan 2022
- Net transaction value
- -$184,823
- SEC form
- 4
- Accepted by SEC
- 24 Jan 2022, 19:08:42 UTC
- Prior SEC filing
- 22 Nov 2021
- Next SEC filing
- 20 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne Kuykendall as attorney-in-fact for Ajay Shah
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ajay Shah filed Form 4 for SMART Global Holdings, Inc. (PENG) on 24 Jan 2022.
Change
- Previous filing in this sequence was filed on 22 Nov 2021.
- Current net transaction value: -$184,823.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SGH
transaction
Ordinary Shares
Tax liability
- Transaction value
- $184,823
- Shares
- -3,019
- Change %
- -5.5%
- Price
- $61.22
- Shares after
- 51,889
- Date
- 20 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
SGH
holding
Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 222,513
- Date
- 20 Jan 2022
- Ownership
- See footnote
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
Footnote F2
These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.