Key facts
- This page summarizes Mukesh Patel's Form 4 filing for SMART Global Holdings, Inc. (PENG).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 18 Oct 2021, 19:55.
Mukesh Patel - 14 Oct 2021 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)
- Reporting relationship
- Director
- Issuer ticker
- PENG
- Reported as of
- 14 Oct 2021
- Net transaction value
- -$5,057,762
- SEC form
- 4
- Accepted by SEC
- 18 Oct 2021, 19:55:51 UTC
- Prior SEC filing
- 28 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne Kuykendall as attorney-in-fact for Mukesh Patel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mukesh Patel filed Form 4 for SMART Global Holdings, Inc. (PENG) on 18 Oct 2021.
Change
- Previous filing in this sequence was filed on 28 Jul 2021.
- Current net transaction value: -$5,057,762.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SGH
transaction
Ordinary Shares
Sale
- Transaction value
- $2,598,310
- Shares
- -50,000
- Change %
- -32%
- Price
- $51.97
- Shares after
- 106,612
- Date
- 14 Oct 2021
- Ownership
- Held through Invati Capital LLC
- Footnotes
- F1
SGH
transaction
Ordinary Shares
Sale
- Transaction value
- $516,146
- Shares
- -9,557
- Change %
- -9%
- Price
- $54.01
- Shares after
- 97,055
- Date
- 14 Oct 2021
- Ownership
- Held through Invati Capital LLC
- Footnotes
- F2
SGH
transaction
Ordinary Shares
Sale
- Transaction value
- $559,285
- Shares
- -10,443
- Change %
- -11%
- Price
- $53.56
- Shares after
- 86,612
- Date
- 15 Oct 2021
- Ownership
- Held through Invati Capital LLC
- Footnotes
- F3
SGH
transaction
Ordinary Shares
Sale
- Transaction value
- $1,010,163
- Shares
- -19,773
- Change %
- -23%
- Price
- $51.09
- Shares after
- 66,839
- Date
- 18 Oct 2021
- Ownership
- Held through Invati Capital LLC
- Footnotes
- F4
SGH
transaction
Ordinary Shares
Sale
- Transaction value
- $373,858
- Shares
- -7,186
- Change %
- -11%
- Price
- $52.03
- Shares after
- 59,653
- Date
- 18 Oct 2021
- Ownership
- Held through Invati Capital LLC
- Footnotes
- F5
SGH
holding
Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,176
- Date
- 14 Oct 2021
- Ownership
- Direct
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
Includes Restricted Stock Units.