Key facts
- This page summarizes John Irvin's Form 4 filing for ExOne Co.
- 7 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Nov 2021, 11:13.
John Irvin - 12 Nov 2021 Form 4 Insider Report for ExOne Co
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 12 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Nov 2021, 11:13:21 UTC
- Prior SEC filing
- 14 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ John Irvin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John Irvin filed Form 4 for ExOne Co on 16 Nov 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XONE
transaction
Common Stock, par value $0.01
Gift
- Transaction value
- $0
- Shares
- -128,450
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Mar 2021
- Ownership
- By 2020 Holdings
- Footnotes
- F1
XONE
transaction
Common Stock, par value $0.01
Gift
- Transaction value
- $0
- Shares
- -15,000
- Change %
- -75%
- Price
- $0.000000
- Shares after
- 5,000
- Date
- 22 Apr 2021
- Ownership
- Direct
- Footnotes
- F2
XONE
transaction
Common Stock, par value $0.01
Gift
- Transaction value
- $0
- Shares
- +128,450
- Change %
- Price
- $0.000000
- Shares after
- 128,450
- Date
- 04 Mar 2021
- Ownership
- By wife
- Footnotes
- F1, F3
XONE
transaction
Common Stock, par value $0.01
Gift
- Transaction value
- $0
- Shares
- +15,000
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 143,450
- Date
- 22 Apr 2021
- Ownership
- By wife
- Footnotes
- F2
XONE
transaction
Common Stock, par value $0.01
Gift
- Transaction value
- $0
- Shares
- -1,000
- Change %
- -0.7%
- Price
- $0.000000
- Shares after
- 142,450
- Date
- 17 Sep 2021
- Ownership
- By wife
- Footnotes
- F4
XONE
transaction
Common Stock, par value $0.01
Disposed to Issuer
- Transaction value
- Shares
- -142,450
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 12 Nov 2021
- Ownership
- By wife
- Footnotes
- F5
XONE
transaction
Common Stock, par value $0.01
Disposed to Issuer
- Transaction value
- Shares
- -5,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
John Irvin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
20 20 Holdings was a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin was the sole manager and had sole power to vote and dispose of the 128,450 shares. 20 20 Holdings, LLC, the owner of the 128,450 shares, was dissolved and the 128,450 shares were gifted to Mr. Irvin's wife.
Footnote F2
Represents a gift of shares by Mr. Irvin to Mr. Irvin's wife. Mr. Irvin's wife is the owner of the 15,000 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Footnote F3
Mr. Irvin's wife is the owner of the 128,450 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Footnote F4
Represents a gift of shares by Mr. Irvin's wife to three separate charities.
Footnote F5
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction.
Footnote F6
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration.