James R. Lines - 31 Aug 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Apr 2022, 18:07:24 UTC
Prior SEC filing
11 Aug 2021
Next SEC filing
16 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer R. Condame, Attorney-in-Fact for James R. Lines

Key filing fact

James R. Lines filed Form 4 for GRAHAM CORP (GHM) on 26 Apr 2022.

Key facts

  • This page summarizes James R. Lines's Form 4 filing for GRAHAM CORP (GHM).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Apr 2022, 18:07.

Change

  • Previous filing in this sequence was filed on 11 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-3,268
Change %
-1.7%
Price
$0.000000
Shares after
185,647
Date
31 Aug 2021
Ownership
Direct
Footnotes
F1
GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-9,804
Change %
-5.3%
Price
$0.000000
Shares after
175,843
Date
31 Aug 2021
Ownership
Direct
Footnotes
F2
GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-9,450
Change %
-5.4%
Price
$0.000000
Shares after
166,393
Date
31 Aug 2021
Ownership
Direct
Footnotes
F3
GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-28,348
Change %
-17%
Price
$0.000000
Shares after
138,045
Date
31 Aug 2021
Ownership
Direct
Footnotes
F4
GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-13,063
Change %
-9.5%
Price
$0.000000
Shares after
124,982
Date
31 Aug 2021
Ownership
Direct
Footnotes
F5
GHM transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-26,126
Change %
-21%
Price
$0.000000
Shares after
100,502
Date
31 Aug 2021
Ownership
Direct
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

James R. Lines is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards.

Footnote F2

Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards.

Footnote F3

Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards.

Footnote F4

Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards.

Footnote F5

Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards.

Footnote F6

Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards.

Footnote F7

Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

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