Key facts
- This page summarizes NEEDHAM GROUP, INC.'s Form 4 filing for KVH INDUSTRIES INC \DE\ (KVHI).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 08 Jun 2023, 10:31.
NEEDHAM GROUP, INC. - 14 Dec 2022 Form 4 Insider Report for KVH INDUSTRIES INC \DE\ (KVHI)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- KVHI
- Reported as of
- 14 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jun 2023, 10:31:06 UTC
- Prior SEC filing
- 13 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- The Needham Group, Inc., By: /s/ John J. Prior, Jr., Chief Executive Officer
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
NEEDHAM GROUP, INC. filed Form 4 for KVH INDUSTRIES INC \DE\ (KVHI) on 08 Jun 2023.
Change
- Previous filing in this sequence was filed on 13 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KVHI
holding
Common Stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,857,850
- Date
- 14 Dec 2022
- Ownership
- See Footnote
- Footnotes
- F1
KVHI
holding
Common Stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 74,900
- Date
- 14 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
NEEDHAM GROUP, INC. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
Footnote F2
These securities are directly owned by The Needham Group and may be deemed to be indirectly beneficially owned by George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. George A. Needham disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that George A. Needham is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act or for any other purpose.