Vickie L. Capps - 28 Nov 2022 Form 4 Insider Report for OTONOMY, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Nov 2022, 15:18:10 UTC
Prior SEC filing
23 Jun 2022
Next SEC filing
05 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul E. Cayer, Attorney-in-fact

Key filing fact

Vickie L. Capps filed Form 4 for OTONOMY, INC. on 29 Nov 2022.

Key facts

  • This page summarizes Vickie L. Capps's Form 4 filing for OTONOMY, INC..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Nov 2022, 15:18.

Change

  • Previous filing in this sequence was filed on 23 Jun 2022.
  • Current net transaction value: -$4,342.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTIC transaction

Common Stock

Sale

Transaction value
$4,342
Shares
-42,242
Change %
-93%
Price
$0.1028
Shares after
3,400
Date
28 Nov 2022
Ownership
Direct
Footnotes
F1
OTIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,600
Date
28 Nov 2022
Ownership
By Spouse
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This sale price represents the weighted average sale price of the shares sold ranging from $0.1014 to $0.1031 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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