Brian A. Berube - 27 Jul 2023 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Reporting relationship: SVP and General Counsel
Issuer ticker: AXTA
Reported as of: 27 Jul 2023
Net transaction value: -$317,738
SEC form: 4
Accepted by SEC: 28 Jul 2023, 17:48:11 UTC
Prior SEC filing: 07 Mar 2023
Next SEC filing: 17 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Alex Tablin-Wolf, attorney-in-fact

Key filing fact

Brian A. Berube filed Form 4 for Axalta Coating Systems Ltd. (AXTA) on 28 Jul 2023.

Key facts

This page summarizes Brian A. Berube's Form 4 filing for Axalta Coating Systems Ltd. (AXTA).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Jul 2023, 17:48.

Change

Previous filing in this sequence was filed on 07 Mar 2023.
Current net transaction value: -$317,738.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXTA transaction

Common Shares

Options Exercise

Transaction value
Shares: +22,366
Change %: +57%
Price
Shares after: 61,828
Date: 27 Jul 2023
Ownership: Direct
Footnotes: F1

AXTA transaction

Common Shares

Tax liability

Transaction value: $317,738
Shares: -9,920
Change %: -16%
Price: $32.03
Shares after: 51,908
Date: 27 Jul 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXTA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -22,366
Change %: -50%
Price: $0.000000
Shares after: 22,367
Date: 27 Jul 2023
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 22,366
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common shares on a one-for-one basis.

Footnote F2

Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Footnote F3

On July 27, 2022 the reporting person was granted 44,733 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.