Key facts
- This page summarizes Stephen H. Capp's Form 4 filing for Bally's Corp (BALY).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 May 2022, 16:16.
Stephen H. Capp - 30 Apr 2022 Form 4 Insider Report for Bally's Corp (BALY)
- Reporting relationship
- Executive Vice President, CFO
- Issuer ticker
- BALY
- Reported as of
- 30 Apr 2022
- Net transaction value
- -$100,292
- SEC form
- 4
- Accepted by SEC
- 03 May 2022, 16:16:13 UTC
- Prior SEC filing
- 03 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Victoria Ellis, Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen H. Capp filed Form 4 for Bally's Corp (BALY) on 03 May 2022.
Change
- Previous filing in this sequence was filed on 03 Mar 2022.
- Current net transaction value: -$100,292.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BALY
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,270
- Change %
- +1.7%
- Price
- $0.000000
- Shares after
- 250,908
- Date
- 30 Apr 2022
- Ownership
- Direct
- Footnotes
- F1
BALY
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +4,270
- Change %
- +1.7%
- Price
- $0.000000
- Shares after
- 255,178
- Date
- 30 Apr 2022
- Ownership
- Direct
- Footnotes
- F2
BALY
transaction
Common Stock
Tax liability
- Transaction value
- $100,292
- Shares
- -3,361
- Change %
- -1.3%
- Price
- $29.84
- Shares after
- 251,817
- Date
- 30 Apr 2022
- Ownership
- Direct
- Footnotes
- F3
BALY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,000
- Date
- 30 Apr 2022
- Ownership
- By Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BALY
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -4,270
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 30 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,270
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Stephen H. Capp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.
Footnote F2
In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.
Footnote F3
As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.