Key facts
- This page summarizes James A. Bowen's Form 3 filing for First Trust Real Assets Fund.
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Apr 2023, 11:03.
James A. Bowen - 29 Apr 2022 Form 3 Insider Report for First Trust Real Assets Fund
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 29 Apr 2022
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 20 Apr 2023, 11:03:54 UTC
- Prior SEC filing
- 08 Mar 2022
- Next SEC filing
- 20 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- James Bowen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James A. Bowen filed Form 3 for First Trust Real Assets Fund on 20 Apr 2023.
Change
- Previous filing in this sequence was filed on 08 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FTREX
holding
Class I Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 500,000
- Date
- 29 Apr 2022
- Ownership
- First Trust Capital Partners LLC
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
MR. BOWEN DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.