Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Jun 2021, 12:39:38 UTC
Next SEC filing
29 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ George P. Hoyt by Power of Attorney for Carol L. Colman

Key filing fact

Carol L. Colman filed Form 4 for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) on 09 Jun 2021.

Key facts

  • This page summarizes Carol L. Colman's Form 4 filing for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Jun 2021, 12:39.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$14,412.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EMO transaction

Common Stock

Sale

Transaction value
$14,412
Shares
-600
Change %
-60%
Price
$24.02
Shares after
400
Date
07 Jun 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock. As of the close of business on July 27, 2020, Ms. Colman owned 5,000 shares of the Fund which were converted to 1,000 shares on July 28, 2020.

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