Unibel - 30 Nov 2018 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Reporting relationship: 10%+ Owner
Issuer ticker: BRFH
Reported as of: 30 Nov 2018
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Jul 2021, 12:06:21 UTC
Source filing: View source filing
Reporting owner signature: Unibel, By: /s/ Bruno Schoch, Chairman of Management Board

Key filing fact

Unibel filed Form 4 for BARFRESH FOOD GROUP INC. (BRFH) on 19 Jul 2021.

Key facts

This page summarizes Unibel's Form 4 filing for BARFRESH FOOD GROUP INC. (BRFH).
7 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 19 Jul 2021, 12:06.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BRFH transaction

Common Stock

Other

Transaction value
Shares: +200,000
Change %: +1.3%
Price
Shares after: 15,825,000
Date: 10 Mar 2020
Ownership: Direct
Footnotes: F1

BRFH transaction

Common Stock

Other

Transaction value
Shares: +1,440,000
Change %: +9.1%
Price
Shares after: 17,265,000
Date: 23 Mar 2020
Ownership: Direct
Footnotes: F2

BRFH transaction

Common Stock

Other

Transaction value
Shares: +1,064,548
Change %: +6.2%
Price
Shares after: 18,329,548
Date: 23 Mar 2020
Ownership: Direct
Footnotes: F2

BRFH transaction

Common Stock

Other

Transaction value
Shares: +1,073,378
Change %: +5.9%
Price
Shares after: 19,402,926
Date: 28 Sep 2020
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BRFH transaction Derivative

L Warrant

Purchase

Transaction value
Shares: +134,409
Change %
Price
Shares after: 134,409
Date: 30 Nov 2018
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 134,409
Exercise price
Footnotes: F4

BRFH transaction Derivative

O Warrant

Other

Transaction value
Shares: +1,252,274
Change %
Price
Shares after: 1,252,274
Date: 19 Mar 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,252,274
Exercise price: $0.6000
Footnotes: F2

BRFH transaction Derivative

Warrant M1/M2

Other

Transaction value
Shares: +536,689
Change %
Price
Shares after: 536,689
Date: 28 Sep 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 536,689
Exercise price: $0.4500
Footnotes: F3

BRFH holding Derivative

K Warrant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,812,500
Date: 30 Nov 2018
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,812,500
Exercise price: $0.8800

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.

Footnote F2

On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion.

Footnote F3

On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants.

Footnote F4

On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70.