Bryan E. Roberts - 14 Jun 2023 Form 4 Insider Report for 10x Genomics, Inc. (TXG)

Reporting relationship: Director
Issuer ticker: TXG
Reported as of: 14 Jun 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Jun 2023, 17:45:35 UTC
Prior SEC filing: 19 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Bryan E. Roberts

Key filing fact

Bryan E. Roberts filed Form 4 for 10x Genomics, Inc. (TXG) on 16 Jun 2023.

Key facts

This page summarizes Bryan E. Roberts's Form 4 filing for 10x Genomics, Inc. (TXG).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Jun 2023, 17:45.

Change

Previous filing in this sequence was filed on 19 May 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TXG transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +1,865
Change %: +2.2%
Price: $0.000000
Shares after: 88,503
Date: 14 Jun 2023
Ownership: Direct
Footnotes: F1, F2, F3

TXG holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,790,422
Date: 14 Jun 2023
Ownership: By Funds
Footnotes: F4

TXG holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 411,205
Date: 14 Jun 2023
Ownership: By Trusts
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TXG transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +4,661
Change %
Price: $0.000000
Shares after: 4,661
Date: 14 Jun 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,661
Exercise price: $57.62
Footnotes: F3, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/4th of the RSUs shall vest on each quarterly anniversary measured from May 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Footnote F2

Represents (a) 83,893 shares of Class A common stock held directly by the Reporting Person and (b) 4,610 shares of Class A common stock held on behalf of VR Management, LLC (the "Management Company").

Footnote F3

The Reporting Person is a member of the Management Company. Under an agreement between the Reporting Person and the Management Company, the Reporting Person is deemed to hold the reported shares for the sole benefit of the Management Company and must exercise the reported shares solely upon the direction of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the reported shares, and the Reporting Person may be deemed the indirect beneficial owner of the reported shares through his interest in the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Footnote F4

Represents (a) 3,514,480 shares of Class A common stock held by Venrock Associates VI, L.P. ("VA VI") and (b) 275,942 shares of Class A common stock held by Venrock Partners VI, L.P. ("VP VI"). Venrock Management VI, LLC ("VM VI") is the sole general partner of VA VI. Venrock Partners Management VI, LLC ("VPM VI") is the sole general partner of VP VI. The Reporting Person is a member of VM VI and VPM VI and disclaims beneficial ownership over all shares held by VA VI and VP VI, except to the extent of his indirect pecuniary interests therein.

Footnote F5

These shares are held by trusts for the benefit of the Reporting Person and his family members.

Footnote F6

1/12th of the total number of shares subject to the option vest on each monthly anniversary measured from June 14, 2023, subject to the Reporting Person continuing as a service provider through each such date.