Key facts
- This page summarizes Hamilton E. James's Form 4 filing for Blackstone Inc (BX).
- 14 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 Dec 2021, 20:47.
Hamilton E. James - 03 Dec 2021 Form 4 Insider Report for Blackstone Inc (BX)
- Reporting relationship
- Executive Vice Chairman, Director
- Issuer ticker
- BX
- Reported as of
- 03 Dec 2021
- Net transaction value
- -$1,209,357,045
- SEC form
- 4
- Accepted by SEC
- 07 Dec 2021, 20:47:15 UTC
- Prior SEC filing
- 26 Oct 2021
- Next SEC filing
- 25 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- Tabea Hsi as Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Hamilton E. James filed Form 4 for Blackstone Inc (BX) on 07 Dec 2021.
Change
- Previous filing in this sequence was filed on 26 Oct 2021.
- Current net transaction value: -$1,209,357,045.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +3,074,349
- Change %
- Price
- $0.000000
- Shares after
- 3,074,349
- Date
- 03 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
BX
transaction
Common Stock
Sale
- Transaction value
- $242,451,130
- Shares
- -1,803,281
- Change %
- -59%
- Price
- $134.45
- Shares after
- 1,271,068
- Date
- 07 Dec 2021
- Ownership
- Direct
- Footnotes
- F2
BX
transaction
Common Stock
Sale
- Transaction value
- $170,895,093
- Shares
- -1,271,068
- Change %
- -100%
- Price
- $134.45
- Shares after
- 0
- Date
- 07 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
BX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +3,650,000
- Change %
- Price
- $0.000000
- Shares after
- 3,650,000
- Date
- 03 Dec 2021
- Ownership
- See footnote
- Footnotes
- F4, F5
BX
transaction
Common Stock
Sale
- Transaction value
- $287,848,576
- Shares
- -2,140,934
- Change %
- -59%
- Price
- $134.45
- Shares after
- 1,509,066
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F2, F5
BX
transaction
Common Stock
Sale
- Transaction value
- $202,893,924
- Shares
- -1,509,066
- Change %
- -100%
- Price
- $134.45
- Shares after
- 0
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F3, F5
BX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +2,250,000
- Change %
- Price
- $0.000000
- Shares after
- 2,250,000
- Date
- 03 Dec 2021
- Ownership
- See footnote
- Footnotes
- F6, F7
BX
transaction
Common Stock
Sale
- Transaction value
- $177,440,925
- Shares
- -1,319,754
- Change %
- -59%
- Price
- $134.45
- Shares after
- 930,246
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F2, F7
BX
transaction
Common Stock
Sale
- Transaction value
- $125,071,575
- Shares
- -930,246
- Change %
- -100%
- Price
- $134.45
- Shares after
- 0
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F3, F7
BX
transaction
Common Stock
Sale
- Transaction value
- $1,616,492
- Shares
- -12,023
- Change %
- -59%
- Price
- $134.45
- Shares after
- 8,474
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F2, F8
BX
transaction
Common Stock
Sale
- Transaction value
- $1,139,329
- Shares
- -8,474
- Change %
- -100%
- Price
- $134.45
- Shares after
- 0
- Date
- 07 Dec 2021
- Ownership
- See footnote
- Footnotes
- F3, F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BX
transaction
Derivative
Blackstone Holdings partnership units
Conversion of derivative security
- Transaction value
- Shares
- -3,074,349
- Change %
- -17%
- Price
- Shares after
- 14,648,744
- Date
- 03 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,074,349
- Exercise price
- Footnotes
- F1, F9
BX
transaction
Derivative
Blackstone Holdings partnership units
Conversion of derivative security
- Transaction value
- Shares
- -3,650,000
- Change %
- -81%
- Price
- Shares after
- 857,207
- Date
- 03 Dec 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,650,000
- Exercise price
- Footnotes
- F4, F5, F9
BX
transaction
Derivative
Blackstone Holdings partnership units
Conversion of derivative security
- Transaction value
- Shares
- -2,250,000
- Change %
- -80%
- Price
- Shares after
- 550,000
- Date
- 03 Dec 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 2,250,000
- Exercise price
- Footnotes
- F6, F7, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Pursuant to an exchange agreement, the Reporting Person exchanged 3,074,349 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.
Footnote F2
Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share.
Footnote F3
Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above.
Footnote F4
Pursuant to an exchange agreement, 3,650,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
Footnote F5
These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
Footnote F6
Pursuant to an exchange agreement, 2,250,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
Footnote F7
These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
Footnote F8
These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
Footnote F9
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
SEC remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.