(UNTY)

Reporting relationship: Director, Vice Chairman of the Board
Issuer ticker: UNTY
Reported as of: 03 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Jan 2022, 16:11:27 UTC
Source filing: View source filing
Reporting owner signature: Allen Tucker, POA Laurie Cook, Chief Accounting Officer/SVP

Key filing fact

Allen Tucker filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 05 Jan 2022.

Key facts

This page summarizes Allen Tucker's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Jan 2022, 16:11.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNTY transaction

Restricted Stock

Award

Transaction value: $0
Shares: +2,000
Change %: +124%
Price: $0.000000
Shares after: 3,608
Date: 03 Jan 2022
Ownership: Direct
Footnotes: F1, F2

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 361,122
Date: 03 Jan 2022
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNTY holding Derivative

Stock Options (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 22,800
Date: 03 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026.

Footnote F2

2,975 shares are held in an account at Computershare, which have upcoming vesting dates. 633 shares are dividend reinvested shares for a total of 3,608.

Footnote F3

4,415 shares are held in an account at Shareworks, 29,733 shares are held in a trust account at Computershare, and 326,974 shares are held in an additional brokerage account.

Footnote F4

22,800 stock options were granted under various dates and vesting periods of which 17,934 are currently exercisable.

SEC remarks

Total Beneficial Ownership: 382,664