(UNTY)

Reporting relationship: EVP/COO
Issuer ticker: UNTY
Reported as of: 05 May 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 May 2023, 12:19:05 UTC
Prior SEC filing: 28 Mar 2023
Source filing: View source filing
Reporting owner signature: John J. Kauchak, POA Jason Murray, Accounting Operations Supervisor/AVP

Key filing fact

John J. Kauchak filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 09 May 2023.

Key facts

This page summarizes John J. Kauchak's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 09 May 2023, 12:19.

Change

Previous filing in this sequence was filed on 28 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNTY transaction

Restricted Stock

Award

Transaction value: $0
Shares: +8,500
Change %: +92%
Price: $0.000000
Shares after: 17,750
Date: 05 May 2023
Ownership: Direct
Footnotes: F1, F2

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 61,824
Date: 05 May 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNTY holding Derivative

Stock Options (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 63,000
Date: 05 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027.

Footnote F2

17,750 shares are held in an account at Computershare, which have upcoming vesting dates.

Footnote F3

60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824.

Footnote F4

63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable.

SEC remarks

Total Beneficial Ownership: 138,574