Key facts
- This page summarizes Scott D. Sandell's Form 4 filing for AVEO PHARMACEUTICALS, INC..
- 9 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Oct 2022, 16:54.
Scott D. Sandell - 19 Oct 2022 Form 4 Insider Report for AVEO PHARMACEUTICALS, INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 19 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Oct 2022, 16:54:59 UTC
- Prior SEC filing
- 19 Oct 2022
- Next SEC filing
- 18 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Louis Citron, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott D. Sandell filed Form 4 for AVEO PHARMACEUTICALS, INC. on 21 Oct 2022.
Change
- Previous filing in this sequence was filed on 19 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -3,952,957
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Oct 2022
- Ownership
- See Note 2
- Footnotes
- F1, F2
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +3,952,957
- Change %
- Price
- $0.000000
- Shares after
- 3,952,957
- Date
- 19 Oct 2022
- Ownership
- See Note 4
- Footnotes
- F3, F4
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -3,952,957
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Oct 2022
- Ownership
- See Note 4
- Footnotes
- F4, F5
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +59,294
- Change %
- Price
- $0.000000
- Shares after
- 59,294
- Date
- 19 Oct 2022
- Ownership
- See Note 7
- Footnotes
- F6, F7
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -59,294
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Oct 2022
- Ownership
- See Note 7
- Footnotes
- F7, F8
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +354
- Change %
- Price
- $0.000000
- Shares after
- 354
- Date
- 19 Oct 2022
- Ownership
- See Note 10
- Footnotes
- F9, F10
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +2,433
- Change %
- Price
- $0.000000
- Shares after
- 2,433
- Date
- 19 Oct 2022
- Ownership
- See Note 12
- Footnotes
- F11, F12
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +386
- Change %
- Price
- $0.000000
- Shares after
- 386
- Date
- 19 Oct 2022
- Ownership
- See Note 14
- Footnotes
- F13, F14
AVEO
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +386
- Change %
- Price
- $0.000000
- Shares after
- 386
- Date
- 19 Oct 2022
- Ownership
- See Note 16
- Footnotes
- F15, F16
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Scott D. Sandell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 16 footnotes
Footnote F1
Growth Equity Opportunities Fund IV, LLC ("GEO IV") made a distribution of 3,952,957 shares of Common Stock of the Issuer to its sole member for no consideration on October 19, 2022.
Footnote F2
The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of GEO IV, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO IV in which the Reporting Person has no pecuniary interest.
Footnote F3
NEA 15 received 3,952,957 shares of Common Stock of the Issuer in the distribution made by GEO IV on October 19, 2022.
Footnote F4
The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15. NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
Footnote F5
NEA 15 made a pro rata distribution of 3,952,957 shares of Common Stock of the Issuer for no consideration to its general partner and limited partners on October 19, 2022.
Footnote F6
NEA Partners 15 received 59,294 shares of Common Stock of the Issuer in the distribution made by NEA 15 on October 19, 2022.
Footnote F7
The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.
Footnote F8
NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 59,294 shares of Common Stock of the Issuer to its limited partners on October 19, 2022.
Footnote F9
NEA Investment Holdings CF, LLC ("NEA Holdings CF"), the managing member of NEA Investments TC, LLC ("NEA Investments TC"), received 354 shares of Common Stock of the Issuer in a distribution by NEA Investments TC on October 19, 2022. NEA Investments TC received the shares in a distribution from its wholly owned subsidiary, New Enterprise Associates, LLC, which shares were received in the distribution by NEA 15 on October 19, 2022.
Footnote F10
The Reporting Person is a member of the Board of Directors of NEA Holdings CF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Holdings CF in which the Reporting Person has no pecuniary interest.
Footnote F11
The Reporting Person, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust"), received 2,433 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
Footnote F12
The Reporting Person is the trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.
Footnote F13
Genevieve P. Hardigg, as trustee of the Scott Sandell Rising River Trust, dated December 20, 2012 (the "Scott Sandell Rising River Trust"), received 386 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
Footnote F14
The securities are held directly by the Scott Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Scott Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.
Footnote F15
Genevieve P. Hardigg, as trustee of the Jennifer Ayer Sandell Rising River Trust, dated December 20, 2012 (the "Jennifer Sandell Rising River Trust"), received 386 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
Footnote F16
The securities are held directly by the Jennifer Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by the Jennifer Sandell Rising River Trust in which the Reporting Person has no pecuniary interest.