Scott D. Sandell - 24 May 2021 Form 4 Insider Report for Eargo, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 May 2021, 16:41:56 UTC
Prior SEC filing
21 May 2021
Next SEC filing
04 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sasha Keough, attorney-in-fact

Key filing fact

Scott D. Sandell filed Form 4 for Eargo, Inc. on 26 May 2021.

Key facts

  • This page summarizes Scott D. Sandell's Form 4 filing for Eargo, Inc..
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 May 2021, 16:41.

Change

  • Previous filing in this sequence was filed on 21 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EAR transaction

Common Stock

Other

Transaction value
$0
Shares
-2,000,000
Change %
-31%
Price
$0.000000
Shares after
4,520,019
Date
24 May 2021
Ownership
See Note 2
Footnotes
F1, F2
EAR transaction

Common Stock

Other

Transaction value
$0
Shares
+30,000
Change %
Price
$0.000000
Shares after
30,000
Date
24 May 2021
Ownership
See Note 4
Footnotes
F3, F4
EAR transaction

Common Stock

Other

Transaction value
$0
Shares
-30,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
24 May 2021
Ownership
See Note 4
Footnotes
F4, F5
EAR transaction

Common Stock

Other

Transaction value
$0
Shares
+195
Change %
Price
$0.000000
Shares after
195
Date
24 May 2021
Ownership
See Note 7
Footnotes
F6, F7
EAR transaction

Common Stock

Other

Transaction value
$0
Shares
+195
Change %
Price
$0.000000
Shares after
195
Date
24 May 2021
Ownership
See Note 9
Footnotes
F8, F9
EAR transaction

Common Stock

Other

Transaction value
$0
Shares
+1,231
Change %
Price
$0.000000
Shares after
1,231
Date
24 May 2021
Ownership
See Note 11
Footnotes
F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 2,000,000 shares of Common Stock of the Issuer to its general partner and its limited partners on May 24, 2021.

Footnote F2

The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15 shares in which the Reporting Person has no pecuniary interest.

Footnote F3

NEA Partners 15 received 30,000 shares of Common Stock of the Issuer in the distribution by NEA 15 on May 24, 2021.

Footnote F4

The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15 shares in which the Reporting Person has no pecuniary interest.

Footnote F5

NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 30,000 shares of Common Stock of the Issuer to its limited partners on May 24, 2021.

Footnote F6

Genevieve P. Hardigg, as trustee of the Jennifer Ayer Sandell Rising River Trust, dated December 20, 2012 (the "Jennifer Sandell Rising River Trust"), received 195 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on May 24, 2021.

Footnote F7

The shares are held directly by the Jennifer Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Jennifer Sandell Rising River Trust shares in which the Reporting Person has no pecuniary interest.

Footnote F8

Genevieve P. Hardigg, as trustee of the Scott Sandell Rising River Trust, dated December 20, 2012 (the "Scott Sandell Rising River Trust"), received 195 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on May 24, 2021.

Footnote F9

The shares are held directly by the Scott Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Scott Sandell Rising River Trust shares in which the Reporting Person has no pecuniary interest.

Footnote F10

The Reporting Person, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust") received 1,231 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on May 24, 2021.

Footnote F11

The shares are held directly by the Blue Mountain Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Blue Mountain Trust shares in which the Reporting Person has no pecuniary interest.

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