Key facts
- This page summarizes Nicholas Rozdilsky's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 17 Aug 2021, 17:46.
Nicholas Rozdilsky - 13 Aug 2021 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)
- Reporting relationship
- Chief Marketing Officer
- Issuer ticker
- LQDT
- Reported as of
- 13 Aug 2021
- Net transaction value
- -$377,508
- SEC form
- 4
- Accepted by SEC
- 17 Aug 2021, 17:46:08 UTC
- Prior SEC filing
- 04 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark A. Shaffer, by power of attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Nicholas Rozdilsky filed Form 4 for LIQUIDITY SERVICES INC (LQDT) on 17 Aug 2021.
Change
- Previous filing in this sequence was filed on 04 Aug 2021.
- Current net transaction value: -$377,508.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LQDT
transaction
Common Stock
Sale
- Transaction value
- $377,508
- Shares
- -16,071
- Change %
- -62%
- Price
- $23.49
- Shares after
- 9,797
- Date
- 13 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LQDT
holding
Derivative
Employee Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,042
- Date
- 13 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,042
- Exercise price
- $6.95
- Footnotes
- F1
LQDT
holding
Derivative
Employee Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,619
- Date
- 13 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,619
- Exercise price
- $6.11
- Footnotes
- F2
LQDT
holding
Derivative
Employee Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,366
- Date
- 13 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,366
- Exercise price
- $6.69
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Nicholas Rozdilsky is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Effective August 13, 2021 (the "Departure Date"), Nicholas Rozdilsky (the "Reporting Person") ceased to be an officer of Liquidity Services, Inc. (the "Issuer"). Pursuant to the grant agreements entered into by the Issuer and the Reporting Person, the unvested portion of any grant of restricted stock units or stock options (the "Unvested Grants") held by the Reporting Person on the Departure Date was forfeited and canceled as of the Departure Date. Therefore, the Unvested Grants have been deleted from Table II of this Form 4. The amounts included in Column 7 and Column 9 of Table II of this Form 4 represent stock options held by the Reporting Person that were vested as of the Departure Date (the "Vested Options"). Pursuant to the terms of the Issuer's Third Amended and Restated Omnibus Long-Term Incentive Plan, the Reporting Person may exercise the Vested Options for the twelve-month period following the Departure Date.
Footnote F2
These options were vested as of the Departure Date and may be exercised by the reporting person for the twelve-month period following the Departure Date.