Key facts
- This page summarizes Richard Baum's Form 4 filing for REDWOOD TRUST INC (RWT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 May 2022, 17:05.
Richard Baum - 16 May 2022 Form 4 Insider Report for REDWOOD TRUST INC (RWT)
- Reporting relationship
- Director
- Issuer ticker
- RWT
- Reported as of
- 16 May 2022
- Net transaction value
- +$67,476
- SEC form
- 4
- Accepted by SEC
- 18 May 2022, 17:05:36 UTC
- Prior SEC filing
- 31 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- Attorney-In-Fact: /s/ Andrew P. Stone
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard Baum filed Form 4 for REDWOOD TRUST INC (RWT) on 18 May 2022.
Change
- Previous filing in this sequence was filed on 31 Aug 2021.
- Current net transaction value: +$67,476.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RWT
transaction
Common Stock
Options Exercise
- Transaction value
- $67,476
- Shares
- +6,802
- Change %
- +13%
- Price
- $9.92
- Shares after
- 58,453
- Date
- 16 May 2022
- Ownership
- Direct
- Footnotes
- F1, F2
RWT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,758
- Date
- 16 May 2022
- Ownership
- by IRA
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RWT
transaction
Derivative
Deferred Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,802
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 16 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,802
- Exercise price
- $16.17
- Footnotes
- F1, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
Footnote F2
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Footnote F3
Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
Footnote F4
Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
Footnote F5
No expiration date is applicable to deferred stock units.