James Patrick Rousey - 31 Dec 2022 Form 5 Insider Report for UTG INC (UTGN)

Reporting relationship: Former President & Director
Issuer ticker: UTGN
Reported as of: 31 Dec 2022
Net transaction value: +$284,951
SEC form: 5
Accepted by SEC: 25 Aug 2023, 14:13:23 UTC
Prior SEC filing: 28 Feb 2022
Next SEC filing: 05 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/Bradley J. Betack, Attorney-in-Fact

Key filing fact

James Patrick Rousey filed Form 5 for UTG INC (UTGN) on 25 Aug 2023.

Key facts

This page summarizes James Patrick Rousey's Form 5 filing for UTG INC (UTGN).
7 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 25 Aug 2023, 14:13.

Change

Previous filing in this sequence was filed on 28 Feb 2022.
Current net transaction value: +$284,951.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UTGN transaction

Common Stock

Award

Transaction value: $49,992
Shares: +3,773
Change %: +35%
Price: $13.25
Shares after: 14,509
Date: 31 Dec 2012
Ownership: Direct

UTGN transaction

Common Stock

Award

Transaction value: $49,988
Shares: +3,503
Change %: +32%
Price: $14.27
Shares after: 14,509
Date: 11 Feb 2016
Ownership: Direct

UTGN transaction

Common Stock

Award

Transaction value: $34,976
Shares: +1,162
Change %: +8.7%
Price: $30.10
Shares after: 14,509
Date: 06 Feb 2019
Ownership: Direct

UTGN transaction

Common Stock

Award

Transaction value: $25,004
Shares: +752
Change %: +5.5%
Price: $33.25
Shares after: 14,509
Date: 26 Feb 2020
Ownership: Direct

UTGN transaction

Common Stock

Award

Transaction value: $50,000
Shares: +1,845
Change %: +15%
Price: $27.10
Shares after: 14,509
Date: 28 Feb 2022
Ownership: Direct

UTGN transaction

Common Stock

Award

Transaction value: $35,009
Shares: +1,397
Change %: +11%
Price: $25.06
Shares after: 14,509
Date: 11 Jan 2023
Ownership: Direct

UTGN transaction

Common Stock

Purchase

Transaction value: $39,982
Shares: +2,077
Change %: +17%
Price: $19.25
Shares after: 14,509
Date: 01 Aug 2017
Ownership: Street Name

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

James Patrick Rousey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

SEC remarks

On February 21, 2023, Mr. James P. Rousey resigned as President of UTG, Inc., and its subsidiary, Universal Guaranty Life Insurance Company, as well as his position as a Director of both entities. This was effective immediately.