Key facts
- This page summarizes Charles F. Marcy's Form 4 filing for FARMER BROTHERS CO (FARM).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Dec 2021, 15:24.
Charles F. Marcy - 15 Dec 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)
- Reporting relationship
- Director
- Issuer ticker
- FARM
- Reported as of
- 15 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Dec 2021, 15:24:41 UTC
- Prior SEC filing
- 03 Jun 2021
- Next SEC filing
- 03 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott R. Lyon, Attorney-In-Fact for Charles F. Marcy
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles F. Marcy filed Form 4 for FARMER BROTHERS CO (FARM) on 17 Dec 2021.
Change
- Previous filing in this sequence was filed on 03 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARM
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +14,683
- Change %
- +40%
- Price
- $0.000000
- Shares after
- 51,283
- Date
- 15 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
FARM
holding
Common Stock, $1.00 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,000
- Date
- 15 Dec 2021
- Ownership
- By revocable trust
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan"), granted on December 15, 2021 ("Grant Date"); the restricted stock cliff vests on the one year anniversary of theGrant Date (the "Vesting Date"), subject to continued service to the Company through the Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
Footnote F2
Includes 5,000 shares of Common Stock previously held by the Reporting Person directly that were transferred into the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015 in a transaction exempt from Section 16 reporting pursuant to Rule 16a- 13. Mr. Marcy has sole voting and dispositive power and is the sole beneficiary of the trust.