Stephen P. Squinto - 19 May 2022 Form 4 Insider Report for SpringWorks Therapeutics, Inc. (SWTX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
20 May 2022, 17:44:52 UTC
Prior SEC filing
23 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Francis I. Perier, Jr as Attorney-in-Fact

Key filing fact

Stephen P. Squinto filed Form 4 for SpringWorks Therapeutics, Inc. (SWTX) on 20 May 2022.

Key facts

  • This page summarizes Stephen P. Squinto's Form 4 filing for SpringWorks Therapeutics, Inc. (SWTX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 May 2022, 17:44.

Change

  • Previous filing in this sequence was filed on 23 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWTX transaction

Common Stock

Award

Transaction value
$0
Shares
+4,818
Change %
+3.8%
Price
$0.000000
Shares after
131,652
Date
19 May 2022
Ownership
Direct
Footnotes
F1
SWTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,186,307
Date
19 May 2022
Ownership
See Footnote
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SWTX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+15,318
Change %
Price
$0.000000
Shares after
15,318
Date
19 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,318
Exercise price
$35.42
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction represents a grant of restricted stock units ("RSUs") pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's annual meeting of stockholders. The RSUs shall vest in full on the earlier of (1) May 19, 2023 and (2) the next annual meeting of stockholders, subject to continued service to the Issuer by the Reporting Person.

Footnote F2

Shares held by OrbiMed Private Investments VI, LP ("OrbiMed VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OrbiMed VI. OrbiMed Advisors, LLC ("Advisors") is the managing member of GP VI. By virtue of such relationship, GP VI and Advisors may be deemed to have voting and investment power with respect to the shares held by OrbiMed VI and as a result may be deemed to have beneficial ownership of such shares. The reporting person is an Executive Partner at Advisors. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Footnote F3

This transaction represents a grant of options pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's annual meeting of stockholders.

Footnote F4

The options shall vest in full on the earlier of (1) May 19, 2023 and (2) the next annual meeting of stockholders, subject to continued service to the Issuer by the Reporting Person.

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