Warren G. Lichtenstein - 03 Mar 2022 Form 4 Insider Report for AEROJET ROCKETDYNE HOLDINGS, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Mar 2022, 15:05:12 UTC
Prior SEC filing
04 Jan 2022
Next SEC filing
05 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Mario Marcon, Attorney-in-Fact for Warren G. Lichtenstein

Key filing fact

Warren G. Lichtenstein filed Form 4 for AEROJET ROCKETDYNE HOLDINGS, INC. on 04 Mar 2022.

Key facts

  • This page summarizes Warren G. Lichtenstein's Form 4 filing for AEROJET ROCKETDYNE HOLDINGS, INC..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Mar 2022, 15:05.

Change

  • Previous filing in this sequence was filed on 04 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AJRD transaction

Common Stock, Par Value $0.10

Options Exercise

Transaction value
Shares
+5,803
Change %
+1.1%
Price
Shares after
526,695
Date
03 Mar 2022
Ownership
By Rabbi Trust
Footnotes
F1
AJRD holding

Common Stock, Par Value $0.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,953
Date
03 Mar 2022
Ownership
Direct
AJRD holding

Common Stock, Par Value $0.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
60,546
Date
03 Mar 2022
Ownership
By Steel Partners, Ltd.
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AJRD transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-5,803
Change %
-50%
Price
$0.000000
Shares after
5,803
Date
03 Mar 2022
Ownership
By Rabbi Trust
Underlying class
Common Stock, Par Value $0.10
Underlying amount
5,803
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Footnote F2

Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Footnote F3

On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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