Frank Markantonis - 08 Feb 2021 Form 4 Insider Report for LUBYS INC

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
08 Jul 2021, 16:47:00 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Frank Markantonis

Key filing fact

Frank Markantonis filed Form 4 for LUBYS INC on 08 Jul 2021.

Key facts

  • This page summarizes Frank Markantonis's Form 4 filing for LUBYS INC.
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Jul 2021, 16:47.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LUB transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+7,500
Change %
+2.5%
Price
$0.000000
Shares after
302,188
Date
08 Feb 2021
Ownership
Direct
Footnotes
F1
LUB transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+7,500
Change %
+2.5%
Price
$0.000000
Shares after
309,688
Date
06 Jul 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LUB transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-7,500
Change %
-50%
Price
$0.000000
Shares after
7,500
Date
08 Feb 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
Footnotes
F2, F3
LUB transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-7,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
Footnotes
F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares of common stock acquired upon vesting of restricted stock units.

Footnote F2

Restricted stock units represent a right to receive a corresponding number of shares of common stock.

Footnote F3

The restricted stock units were granted on February 8, 2018 with a three year restriction and vested on February 8, 2021. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock.

Footnote F4

The Company's Board of Directors accelerated the vesting date of this grant from February 5, 2023 to July 6, 2021.

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