Key facts
- This page summarizes James D. Dondero's Form 4 filing for NEXPOINT REAL ESTATE STRATEGIES FUND (NRSAX).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 18 Sep 2023, 16:15.
James D. Dondero - 15 Aug 2023 Form 4 Insider Report for NEXPOINT REAL ESTATE STRATEGIES FUND (NRSAX)
- Reporting relationship
- President and Principal Executive Officer, 10%+ Owner
- Issuer ticker
- NRSAX
- Reported as of
- 15 Aug 2023
- Net transaction value
- -$9,397,248
- SEC form
- 4
- Accepted by SEC
- 18 Sep 2023, 16:15:26 UTC
- Prior SEC filing
- 03 Aug 2023
- Next SEC filing
- 10 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ James D. Dondero
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James D. Dondero filed Form 4 for NEXPOINT REAL ESTATE STRATEGIES FUND (NRSAX) on 18 Sep 2023.
Change
- Previous filing in this sequence was filed on 03 Aug 2023.
- Current net transaction value: -$9,397,248.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NRSAX
transaction
Class Z Shares of Beneficial Interest
Sale
- Transaction value
- $9,397,248
- Shares
- -500,120
- Change %
- -97%
- Price
- $18.79
- Shares after
- 12,939
- Date
- 15 Aug 2023
- Ownership
- See Footnote
- Footnotes
- F1, F2
NRSAX
holding
Class Z Shares of Beneficial Interest
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,110
- Date
- 15 Aug 2023
- Ownership
- See Footnote
- Footnotes
- F1, F3
NRSAX
holding
Class Z Shares of Beneficial Interest
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 58,323
- Date
- 15 Aug 2023
- Ownership
- See Footnote
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Includes shares acquired under the issuer's dividend reinvestment plan.
Footnote F2
These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
Footnote F3
These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Footnote F4
These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
SEC remarks
President and Principal Executive Officer