Jonathan Huberman - 06 Apr 2023 Form 4 Insider Report for Nogin, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Apr 2023, 16:05:17 UTC
Prior SEC filing
17 Mar 2023
Next SEC filing
12 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Bassiri, Attorney-in-fact

Key filing fact

Jonathan Huberman filed Form 4 for Nogin, Inc. on 10 Apr 2023.

Key facts

  • This page summarizes Jonathan Huberman's Form 4 filing for Nogin, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Apr 2023, 16:05.

Change

  • Previous filing in this sequence was filed on 17 Mar 2023.
  • Current net transaction value: +$6,070,968.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOGN transaction

Common Stock

Purchase

Transaction value
$3,035,484
Shares
+1,011,828
Change %
+11723%
Price
$3.00
Shares after
1,020,459
Date
06 Apr 2023
Ownership
Direct
NOGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
285,098
Date
06 Apr 2023
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NOGN transaction Derivative

Common Warrant

Purchase

Transaction value
$3,035,484
Shares
+1,011,828
Change %
Price
$3.00
Shares after
1,011,828
Date
06 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,011,828
Exercise price
$3.00
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC remarks

All share numbers reported in this Form 4 reflect a 1-for-20 reverse stock split effected by the Issuer on March 28, 2023, which was exempt from reporting pursuant to Rule 16a-9.

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