David J. Breazzano - 28 Aug 2023 Form 3/A - Amendment Insider Report for Polen Credit Opportunities Fund

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 28 Aug 2023
Net transaction value: $0
SEC form: 3/A - Amendment
Accepted by SEC: 15 Sep 2023, 10:32:11 UTC
Original report date: 06 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ David J. Breazzano

Key filing fact

David J. Breazzano filed Form 3/A - Amendment for Polen Credit Opportunities Fund on 15 Sep 2023.

Key facts

This page summarizes David J. Breazzano's Form 3/A - Amendment filing for Polen Credit Opportunities Fund.
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 15 Sep 2023, 10:32.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PCOFX holding

Institutional Class Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 802,420
Date: 28 Aug 2023
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

Pursuant to a binding commitment, the Reporting Person acquired shares in the Issuer in connection with the reorganization of a private fund into the Issuer that closed on August 28, 2023. The Reporting Person has filed this amendment to reflect the corrected share amount beneficially owned, as subsequently reported to the Reporting Person by the transfer agent of the Issuer.