Kerry A. Shiba - 13 Oct 2022 Form 4 Insider Report for Romeo Power, Inc.

Reporting relationship: Chief Financial Officer
Issuer ticker: N/A
Reported as of: 13 Oct 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Oct 2022, 16:13:32 UTC
Prior SEC filing: 28 Jul 2022
Next SEC filing: 06 Feb 2023
Source filing: View source filing
Reporting owner signature: /S/ Kerry Shiba

Key filing fact

Kerry A. Shiba filed Form 4 for Romeo Power, Inc. on 17 Oct 2022.

Key facts

This page summarizes Kerry A. Shiba's Form 4 filing for Romeo Power, Inc..
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Oct 2022, 16:13.

Change

Previous filing in this sequence was filed on 28 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RMO transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value: $0
Shares: -25,327
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 13 Oct 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RMO transaction Derivative

Restricted Stock Units

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value: $0
Shares: +588,315
Change %
Price: $0.000000^*
Shares after: 0
Date: 13 Oct 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 588,315
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kerry A. Shiba is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of common stock.

Footnote F3

Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.