Key facts
- This page summarizes Thomas A. Fanning's Form 4 filing for SOUTHERN CO (SO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 12 Jun 2023, 16:34.
Thomas A. Fanning - 09 Jun 2023 Form 4 Insider Report for SOUTHERN CO (SO)
- Reporting relationship
- Director
- Issuer ticker
- SO
- Reported as of
- 09 Jun 2023
- Net transaction value
- -$3,538,000
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2023, 16:34:32 UTC
- Prior SEC filing
- 16 May 2023
- Next SEC filing
- 22 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marcia R. DeMar, Attorney-in-Fact for Thomas A. Fanning
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas A. Fanning filed Form 4 for SOUTHERN CO (SO) on 12 Jun 2023.
Change
- Previous filing in this sequence was filed on 16 May 2023.
- Current net transaction value: -$3,538,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SO
transaction
Southern Company Common Stock
Sale
- Transaction value
- $3,538,000
- Shares
- -50,000
- Change %
- -5.6%
- Price
- $70.76
- Shares after
- 844,239
- Date
- 09 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SO
holding
Southern Company Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,292
- Date
- 09 Jun 2023
- Ownership
- By 401(K)
SO
holding
Southern Company Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 66,970
- Date
- 09 Jun 2023
- Ownership
- By Grantor Retained Annuity Trust
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 2 footnotes
Footnote F1
Shares sold pursuant to a 10b5-1 trading plan entered into on February 24, 2023 for estate, financial and tax planning purposes. Plan allows for the sale of up to 150,000 shares from 4/10/2023 through 6/12/2023. After completion of the transactions, Mr. Fanning will continue to hold shares of Southern common stock that significantly exceed his share ownership requirements.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.38 to $71.14, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.