Key facts
- This page summarizes James P. Gregory's Form 4 filing for Vertex Energy Inc..
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 26 Aug 2022, 16:36.
James P. Gregory - 22 Aug 2022 Form 4 Insider Report for Vertex Energy Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 22 Aug 2022
- Net transaction value
- +$96,450
- SEC form
- 4
- Accepted by SEC
- 26 Aug 2022, 16:36:29 UTC
- Prior SEC filing
- 20 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James P Gregory
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James P. Gregory filed Form 4 for Vertex Energy Inc. on 26 Aug 2022.
Change
- Previous filing in this sequence was filed on 20 Jan 2022.
- Current net transaction value: +$96,450.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VTNR
transaction
Common Stock
Gift
- Transaction value
- Shares
- -30,000
- Change %
- -50%
- Price
- Shares after
- 30,000
- Date
- 03 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
VTNR
transaction
Common Stock
Gift
- Transaction value
- Shares
- +30,000
- Change %
- Price
- Shares after
- 30,000
- Date
- 03 Mar 2022
- Ownership
- By spouse
- Footnotes
- F1
VTNR
transaction
Common Stock
Options Exercise
- Transaction value
- $65,250
- Shares
- +45,000
- Change %
- +150%
- Price
- $1.45
- Shares after
- 75,000
- Date
- 22 Aug 2022
- Ownership
- Direct
VTNR
transaction
Common Stock
Options Exercise
- Transaction value
- $31,200
- Shares
- +15,000
- Change %
- +20%
- Price
- $2.08
- Shares after
- 90,000
- Date
- 22 Aug 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VTNR
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -45,000
- Change %
- -75%
- Price
- $0.000000
- Shares after
- 15,000
- Date
- 22 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 45,000
- Exercise price
- $1.45
- Footnotes
- F2
VTNR
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -15,000
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 45,000
- Date
- 22 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $2.08
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On March 3, 2022, the Reporting Person gifted 30,000 shares of common stock which he held to his spouse, who is a member of the Reporting Person's household, and whose securities the Reporting Person is deemed to beneficially own, in consideration for reimbursement of $37,800 paid by the Reporting Person for the exercise of options to purchase 30,000 shares of common stock at an exercise price of $1.26 per share ($37,800 in aggregate) on January 18, 2022.
Footnote F2
Options to purchase 15,000 shares of common stock vested on each of May 20, 2020, 2021 and 2022.
Footnote F3
The exercised Options vested on July 7, 2016.