Richard A. Meier - 21 Oct 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Oct 2022, 17:43:39 UTC
Prior SEC filing
21 Oct 2022
Next SEC filing
17 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tom Adams, Attorney-in-Fact for Richard Meier

Key filing fact

Richard A. Meier filed Form 4 for Rockley Photonics Holdings Ltd on 21 Oct 2022.

Key facts

  • This page summarizes Richard A. Meier's Form 4 filing for Rockley Photonics Holdings Ltd.
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Oct 2022, 17:43.

Change

  • Previous filing in this sequence was filed on 21 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RKLY transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+1,891,521
Change %
Price
$0.000000
Shares after
1,891,521
Date
21 Oct 2022
Ownership
Direct
Underlying class
Ordinary Share
Underlying amount
1,891,521
Exercise price
Footnotes
F1
RKLY transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+1,891,521
Change %
Price
$0.000000
Shares after
1,891,521
Date
21 Oct 2022
Ownership
Direct
Underlying class
Ordinary Share
Underlying amount
1,891,521
Exercise price
$0.6300
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The RSU will vest over 4 years, with 25% vesting on the first anniversary of the date of grant, and the remaining 75% vesting in quarterly installments over the remaining 3 years, subject to continued service and acceleration upon a change in control.

Footnote F2

The Stock Option will vest over 4 years, with 25% vesting on the first anniversary of the date of grant, and the remaining 75% vesting in quarterly installments over the remaining 3 years, subject to continued service and acceleration upon a change in control.

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