Chiyue Cheung - 30 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Reporting relationship: Chief Operating Officer
Issuer ticker: N/A
Reported as of: 30 Jul 2022
Net transaction value: -$202,656
SEC form: 4
Accepted by SEC: 02 Aug 2022, 17:53:52 UTC
Prior SEC filing: 22 Jul 2022
Next SEC filing: 05 Aug 2022
Source filing: View source filing
Reporting owner signature: By: /s/ Barbara Rogan For: Chi Yue Raymond Cheung

Key filing fact

Chiyue Cheung filed Form 4 for NEOPHOTONICS CORP on 02 Aug 2022.

Key facts

This page summarizes Chiyue Cheung's Form 4 filing for NEOPHOTONICS CORP.
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 02 Aug 2022, 17:53.

Change

Previous filing in this sequence was filed on 22 Jul 2022.
Current net transaction value: -$202,656.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NPTN transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,666
Change %
Price: $0.000000
Shares after: 2,666
Date: 30 Jul 2022
Ownership: Direct

NPTN transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +375%
Price: $0.000000
Shares after: 12,666
Date: 30 Jul 2022
Ownership: Direct

NPTN transaction

Common Stock

Disposed to Issuer

Transaction value: $160,000
Shares: -10,000
Change %: -79%
Price: $16.00
Shares after: 2,666
Date: 30 Jul 2022
Ownership: Direct

NPTN transaction

Common Stock

Disposed to Issuer

Transaction value: $42,656
Shares: -2,666
Change %: -100%
Price: $16.00
Shares after: 0
Date: 30 Jul 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NPTN transaction Derivative

Restricted Stock Units (right to acquire)

Options Exercise

Transaction value: $0
Shares: -2,666
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,666
Exercise price: $0.000000

NPTN transaction Derivative

Restricted Stock Units (right to acquire)

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -50%
Price: $0.000000
Shares after: 10,000
Date: 30 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $0.000000

^* marks a reported price that did not pass the local price check.

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