James R. Hatfield - 04 Nov 2021 Form 4 Insider Report for PINNACLE WEST CAPITAL CORP (PNW)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
08 Nov 2021, 18:03:17 UTC
Next SEC filing
10 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Diane Wood, Attorney-in-Fact

Key filing fact

James R. Hatfield filed Form 4 for PINNACLE WEST CAPITAL CORP (PNW) on 08 Nov 2021.

Key facts

  • This page summarizes James R. Hatfield's Form 4 filing for PINNACLE WEST CAPITAL CORP (PNW).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 08 Nov 2021, 18:03.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$195,252.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PNW transaction

Common Stock

Award

Transaction value
$0
Shares
+6,030
Change %
Price
$0.000000
Shares after
6,030
Date
04 Nov 2021
Ownership
Direct
Footnotes
F1
PNW transaction

Common Stock

Tax liability

Transaction value
$164,724
Shares
-2,590
Change %
-43%
Price
$63.60
Shares after
3,440
Date
04 Nov 2021
Ownership
Direct
Footnotes
F2
PNW transaction

Common Stock

Award

Transaction value
$0
Shares
+1,117
Change %
+32%
Price
$0.000000
Shares after
4,557
Date
04 Nov 2021
Ownership
Direct
Footnotes
F3
PNW transaction

Common Stock

Tax liability

Transaction value
$30,528
Shares
-480
Change %
-11%
Price
$63.60
Shares after
4,077
Date
04 Nov 2021
Ownership
Direct
Footnotes
F2
PNW transaction

Common Stock

Gift

Transaction value
$0
Shares
-4,077
Change %
-100%
Price
$0.000000*
Shares after
0
Date
04 Nov 2021
Ownership
Direct
Footnotes
F4
PNW transaction

Common Stock

Gift

Transaction value
$0
Shares
+4,077
Change %
+16%
Price
$0.000000
Shares after
29,042
Date
04 Nov 2011
Ownership
by trust
Footnotes
F4
PNW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
28
Date
04 Nov 2021
Ownership
by 401(k)
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

Footnote F2

Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Footnote F3

Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

Footnote F4

The reporting person gifted the shares received on November 4, 2021 to a revocable family trust.

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