Key facts
- This page summarizes Su-Kee Fu Winston's Form 4 filing for Cepton, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 May 2022, 21:15.
Su-Kee Fu Winston - 03 May 2022 Form 4 Insider Report for Cepton, Inc.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 03 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 May 2022, 21:15:45 UTC
- Prior SEC filing
- 11 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jinying (Jenny) Chen, Attorney-in-Fact for Winston Fu
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Su-Kee Fu Winston filed Form 4 for Cepton, Inc. on 05 May 2022.
Change
- Previous filing in this sequence was filed on 11 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CPTN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +75,000
- Change %
- Price
- $0.000000
- Shares after
- 75,000
- Date
- 03 May 2022
- Ownership
- Direct
- Footnotes
- F2
CPTN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,088,422
- Date
- 03 May 2022
- Ownership
- See footnote
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The shares of Common Stock are held by LDV Partners Fund I, L.P. The Reporting Person is a managing member of LDV Partners I (GP), Ltd., which is the general partner of LDV Partners Fund I, L.P. The Reporting Person disclaims beneficial ownership of the Common Stock held by LDV Partners Fund I, L.P. except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares of Common Stock for purposes of Section 16 or for any other purpose.
Footnote F2
The Issuer awarded the Reporting Person 75,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in one installment on May 20, 2023, subject to early termination and adjustment as provided in the applicable award agreement.