Thomas G. Caldwell - 31 Mar 2022 Form 4 Insider Report for MIDDLEFIELD BANC CORP (MBCN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Nov 2022, 14:28:56 UTC
Prior SEC filing
03 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Thomas G. Caldwell by James R. Heslop, II Power of Attorney

Key filing fact

Thomas G. Caldwell filed Form 4 for MIDDLEFIELD BANC CORP (MBCN) on 17 Nov 2022.

Key facts

  • This page summarizes Thomas G. Caldwell's Form 4 filing for MIDDLEFIELD BANC CORP (MBCN).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 17 Nov 2022, 14:28.

Change

  • Previous filing in this sequence was filed on 03 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MBCN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
21,274
Date
31 Mar 2022
Ownership
Direct
MBCN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
31,627
Date
31 Mar 2022
Ownership
Direct
Footnotes
F1, F2
MBCN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
536
Date
31 Mar 2022
Ownership
Custodian for Children
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Thomas G. Caldwell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Includes shares acquired under the MBCN Dividend Reinvestment Plan.

Footnote F2

Includes shares held jointly with spouse.

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