Key facts
- This page summarizes Decarbonization Plus Acquisition Sponsor III LLC's Form 4 filing for Solid Power, Inc. (SLDP).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 10 Dec 2021, 19:20.
Decarbonization Plus Acquisition Sponsor III LLC - 08 Dec 2021 Form 4 Insider Report for Solid Power, Inc. (SLDP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SLDP
- Reported as of
- 08 Dec 2021
- Net transaction value
- -$11,051,030
- SEC form
- 4
- Accepted by SEC
- 10 Dec 2021, 19:20:09 UTC
- Prior SEC filing
- 27 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- Decarbonization Plus Acquisition Sponsor III LLC, /s/ Peter Haskopoulos, Managing Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Decarbonization Plus Acquisition Sponsor III LLC filed Form 4 for Solid Power, Inc. (SLDP) on 10 Dec 2021.
Change
- Previous filing in this sequence was filed on 27 Oct 2021.
- Current net transaction value: -$11,051,030.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SLDP
transaction
Derivative
Warrants (right to buy)
Other
- Transaction value
- $11,051,030
- Shares
- -7,367,353
- Change %
- -50%
- Price
- $1.50
- Shares after
- 7,367,353
- Date
- 08 Dec 2021
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,367,353
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Decarbonization Plus Acquisition Sponsor III LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
The warrants will expire on December 8, 2026, five years after the completion of the issuer's initial business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.
Footnote F2
These warrants represent warrants held by Decarbonization Plus Acquisition Sponsor III LLC that were acquired pursuant to the private placement warrants purchase agreement, dated March 23, 2021. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor III LLC.
Footnote F3
Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.