Philip L. Francis - 22 Jul 2021 Form 4 Insider Report for At Home Group Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 22 Jul 2021
Net transaction value: -$6,231,478
SEC form: 4
Accepted by SEC: 03 Aug 2021, 10:59:29 UTC
Source filing: View source filing
Reporting owner signature: /s/ Mary Jane Broussard, Attorney-in-Fact for Philip L. Francis

Filing notes and source

Key filing fact

Philip L. Francis filed Form 4 for At Home Group Inc. on 03 Aug 2021.

Key facts

This page summarizes Philip L. Francis's Form 4 filing for At Home Group Inc..
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Aug 2021, 10:59.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$6,231,478.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOME transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value: -$1,876,233
Shares: -50,709
Change %: -91%
Price: $37.00
Shares after: 5,132
Date: 22 Jul 2021
Ownership: Direct
Footnotes: F1

HOME transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value: -$3,066,671
Shares: -82,883
Change %: -100%
Price: $37.00
Shares after: 0
Date: 22 Jul 2021
Ownership: Held by Francis Revocable Trust
Footnotes: F2

HOME transaction

Common Stock

Disposed to Issuer

Transaction value: -$189,884
Shares: -5,132
Change %: -100%
Price: $37.00
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOME transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: -$1,098,690
Shares: -56,517
Change %: -100%
Price: $19.44
Shares after: 0
Date: 23 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 56,517
Exercise price: $17.56
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Philip L. Francis is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

This amount consists of shares deliverable upon vesting and settlement of restricted stock units.

Footnote F2

The reporting person beneficially owns these shares of the issuer's common stock indirectly through the Francis Revocable Trust (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.

Footnote F3

These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).

Footnote F4

This option was fully vested and exercisable as of the cancellation date.

Footnote F5

This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment in an amount representing the difference between, for each share in respect of the option, the exercise price of the option and the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).