Bertram L. Scott - 20 May 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Reporting relationship: Director
Issuer ticker: AB
Reported as of: 20 May 2021
Net transaction value: +$170,041
SEC form: 4
Accepted by SEC: 24 May 2021, 17:05:25 UTC
Next SEC filing: 02 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Bertram L. Scott

Key filing fact

Bertram L. Scott filed Form 4 for ALLIANCEBERNSTEIN HOLDING L.P. (AB) on 24 May 2021.

Key facts

This page summarizes Bertram L. Scott's Form 4 filing for ALLIANCEBERNSTEIN HOLDING L.P. (AB).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 24 May 2021, 17:05.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$170,041.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AB transaction

AB Holding Units

Award

Transaction value: $170,041
Shares: +3,918
Change %: +95%
Price: $43.40
Shares after: 8,060
Date: 20 May 2021
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

Footnote F2

The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.

Footnote F3

Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).