Lori M. Henderson - 27 May 2021 Form 4 Insider Report for Moderna, Inc. (MRNA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 May 2021, 08:45:21 UTC
Prior SEC filing
27 May 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Sandstrom, as Attorney-in-Fact

Key filing fact

Lori M. Henderson filed Form 4 for Moderna, Inc. (MRNA) on 28 May 2021.

Key facts

  • This page summarizes Lori M. Henderson's Form 4 filing for Moderna, Inc. (MRNA).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 May 2021, 08:45.

Change

  • Previous filing in this sequence was filed on 27 May 2021.
  • Current net transaction value: -$1,051,710.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MRNA transaction

Common Stock

Options Exercise

Transaction value
$98,010
Shares
+6,600
Change %
+733%
Price
$14.85*
Shares after
7,501
Date
27 May 2021
Ownership
Direct
Footnotes
F1
MRNA transaction

Common Stock

Sale

Transaction value
$1,149,720
Shares
-6,600
Change %
-88%
Price
$174.20
Shares after
901
Date
27 May 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MRNA transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-6,600
Change %
-2%
Price
$0.000000
Shares after
328,352
Date
27 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,600
Exercise price
$14.85
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2020.

Footnote F2

25% of this option will vest and become exercisable on April 9, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

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