Key facts
- This page summarizes Kewsong Lee's Form 4 filing for Carlyle Group Inc. (CG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 May 2022, 18:09.
Kewsong Lee - 01 May 2022 Form 4 Insider Report for Carlyle Group Inc. (CG)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CG
- Reported as of
- 01 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 May 2022, 18:09:53 UTC
- Prior SEC filing
- 10 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne K. Frederick by power of attorney for Kewsong Lee
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kewsong Lee filed Form 4 for Carlyle Group Inc. (CG) on 02 May 2022.
Change
- Previous filing in this sequence was filed on 10 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CG
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,695
- Change %
- +0.44%
- Price
- $0.000000
- Shares after
- 2,198,726
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F1, F2
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,417,674
- Date
- 01 May 2022
- Ownership
- See Footnote
- Footnotes
- F2, F3
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 283,563
- Date
- 01 May 2022
- Ownership
- See Footnote
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
These securities are restricted stock unit awards granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on November 1, 2022, subject to the reporting person's continued service to The Carlyle Group Inc. or its affiliates on such vesting date.
Footnote F2
Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Footnote F3
Such shares of common stock are held in a grantor retained annuity trust.
Footnote F4
Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.
SEC remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.