Eric S. Rosenfeld - 14 Feb 2023 Form 4 Insider Report for Southland Holdings, Inc. (SLND)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Feb 2023, 15:05:05 UTC
Prior SEC filing
13 Jan 2023
Next SEC filing
17 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Rosenfeld

Key filing fact

Eric S. Rosenfeld filed Form 4 for Southland Holdings, Inc. (SLND) on 16 Feb 2023.

Key facts

  • This page summarizes Eric S. Rosenfeld's Form 4 filing for Southland Holdings, Inc. (SLND).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Feb 2023, 15:05.

Change

  • Previous filing in this sequence was filed on 13 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLND transaction

Common stock

Other

Transaction value
Shares
-457,445
Change %
-84%
Price
Shares after
87,255
Date
14 Feb 2023
Ownership
Direct
Footnotes
F1
SLND holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,600,000
Date
14 Feb 2023
Ownership
By self-managed IRA
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Eric S. Rosenfeld is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

The reporting person transferred an aggregate of 457,445 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .