5AM Partners V, LLC - 07 Mar 2023 Form 4 Insider Report for Rallybio Corp (RLYB)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
09 Mar 2023, 15:35:35 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
5AM Partners V,LLC, By /s/ Scott M. Rocklage, Managing Member

Key filing fact

5AM Partners V, LLC filed Form 4 for Rallybio Corp (RLYB) on 09 Mar 2023.

Key facts

  • This page summarizes 5AM Partners V, LLC's Form 4 filing for Rallybio Corp (RLYB).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Mar 2023, 15:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$820,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RLYB transaction

Common Stock

Sale

Transaction value
$820,000
Shares
-100,000
Change %
-4%
Price
$8.20
Shares after
2,378,969
Date
07 Mar 2023
Ownership
By 5AM Ventures V, L.P.
Footnotes
F1
RLYB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,251,755
Date
07 Mar 2023
Ownership
By 5AM Opportunities I, L.P.
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

5AM Partners V, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Shares are held by 5AM Ventures V, L.P. ("Ventures V"). 5AM Partners V, LLC is the general partner of Ventures V and may be deemed to have sole investment and voting power over the shares held by Ventures V. Each of Andrew Schwab, Dr. Kush Parmar and Dr. Scott Rocklage is a Managing Member of 5AM Partners V, LLC, and may be deemed to have shared voting and dispositive power over the shares held by Ventures V. Therefore, each of Andrew Schwab, Dr. Kush Parmar, Dr. Scott Rocklage, and 5AM Partners V, LLC may be deemed to beneficially own the shares held by Ventures V, and each disclaims beneficial ownership over the shares held by Ventures V except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

Footnote F2

Shares are held by 5AM Opportunities I, L.P. ("Opportunities I"). 5AM Opportunities I (GP), LLC is the general partner of Opportunities I and may be deemed to have sole investment and voting power over the shares held by Opportunities I. Each of Andrew Schwab and Dr. Kush Parmar is a Managing Member of 5AM Opportunities I (GP), LLC, and may be deemed to have shared voting and dispositive power over the shares held by Opportunities I. Therefore, each of Andrew Schwab, Dr. Kush Parmar and 5AM Opportunities I(GP), LLC may be deemed to beneficially own the shares held by Opportunities I, and each disclaims beneficial ownership over the shares held by Opportunities I except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

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